Regulation
299 white papers and resources
How IFRS 9 can unite risk and accounting - Regulatory information brief (Part I)
This white paper explores how IFRS 9 can unite risk and accounting. It further examines how ensuring effective communication and collaboration will be key to achieving this and for getting the best from the new standard.
MiFID II - Key Impacts for Trade Surveillance & Communications Monitoring
This white paper provides a overview and checklist of the key elements of MIFID II (and its accompanying Regulation – MiFIR) which are likely to create new obligations for your trade surveillance function. It further explores the regulatory technical standards issued and their area of influence.
Liquidity risk - Some practical challenges remain, but this is the time to automate & integrate
This white paper explores why banks must integrate the management of liquidity and interest rate risks under ALM, and move toward true risk-adjusted pricing by implementing the technology platforms that support such solutions.
Leveraging technological innovation to establish a more effective regulatory ecosystem
This white paper examines the importance of establishing and implementing an effective regulatory ecosystem powered by technology. If further explores how harnessing RegTech can help significantly reduce compliance-related cost and enhance control.
Preparing for a New Era of Cash and Liquidity Management - Video Highlights
This animated video provides highlights from an exclusive survey from WatersTechnology, in association with SmartStream. It offers insights into why there should be opportunities for firms to extract more value from regulatory driven projects and realising cost efficiencies.
The Regulatory Opportunity – Preparing for a New Era of Cash and Liquidity Management
This white paper explores the processes surrounding liquidity management the regulation affecting liquidity thresholds. It examines the value of bringing liquidity systems and processes together to ensure all information impacting liquidity can be viewed in a single system.
MiFID II - Solving the Data Challenge
This white paper addresses one of the key regulations the top executives at financial institutions have on their agenda: MiFID II. What are the key data challenges and what technology is needed to solve them? These and many other questions are answered in this paper.
The nexus between regulation and technology innovation
This white paper explores the drivers behind RegTech solutions as well as the key business benefits of enabling technologies. It further examines how regulatory technology innovation can help organisations gain greater strategic advantage, reduce costs and harmonize coordination.
Solving the MiFID II challenge
This white paper aims to help organization solve the MiFID II challenge. It further explains how there is still time for organisations to take on a MiFID II technology solution ready for the 2018 deadline.
Benchmarks Regulation – The Game is On
This white paper addresses the fast approaching deadline for Europe’s Benchmarks Regulation. It further provides guidance and information from the regulator to help organisations ensure compliance from January 2018.